Posted: November 25th, 2015

Sarbanes-Oxley Act (SOX)

Sarbanes-Oxley Act (SOX)

Objective: To understand the Sarbanes-Oxley Act (SOX).

Instructions:
Answer the following questions related to SOX. Be sure the answers are numbered 1-10.

Who does the policy affect?
Who must comply with the policy?
What is the purpose of the policy?
Why is the policy important?
What event initiated the creation of this act?
When the policy became effective?
What are the penalties related to non-compliance?
What steps should be taken to insure continued compliance?
How can someone report a problem related to SOX?
List 1-2 references/sources of additional information related to SOX.

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